Part 1 – Conducting internal investigations in the financial services sector. Join part 1 of Fox & Partners’ mini series of breakfast briefings on Wed 9 March 9.00 am GMT for a panel discussion. Part 2, covering investigations in the legal sector, will take place in late Spring 2022.
With increasing concern about the impact of non-financial misconduct in the financial services sector, the webinar will explore some key issues involved with internal investigations into allegations against senior managers, including in the context of whistleblowing. With the aid of a case study, we will draw on the knowledge of our expert speakers to discuss what makes an effective investigation process, the interplay between employment and regulatory considerations, pitfalls to avoid, and the demanding task of balancing competing interests.
Speakers will include:
• Catriona Watt, Partner at Fox & Partners, who will chair the session
• Leo Davidson, barrister at 11KBW, who brings specialist expertise of financial services regulation, informed by his time seconded to the FCA
• Harriet Parsons, founder and Director of HSP Legal, who will contribute the perspective from her time as in-house counsel at leading financial institutions, and now as an external adviser to the sector
• Dean Fuller, Partner at Fox & Partners, who brings a wealth of employment law knowledge and experience in the financial services sector
If you are interested in attending the webinar breakfast briefing, register for free now to secure your place.